Only one application fee has to be paid to the OSC for an application on behalf of … The following technical deficiencies may delay the issuance of a prospectus receipt: As set out in OSC Staff Notice 51-706 Corporate Finance Report 2007, you can help us improve our service by: Contact | Today's news - Search Regulatory news, RNS Search, via Company or code, Index, Industry Sector, Headline type, Release date and Source The issuer is proposing, or has recently completed, a significant restructuring, amalgamation or takeover. The filing fees are as follows: The fee for filing an annual information return or an application for registration of a pension plan is: Subject to a minimum filing fee of $300 and a maximum filing fee of $30,000: $10.00 for each member, and; $5.00 for each former member. Any waiting period, which would begin when the preliminary prospectus is publicly filed, is preserved. The prospectus shall be published on the dedicated website section alongside any supplements, final terms and/or documents incorporated by reference for a period of at least ten years. Table of Contents PROSPECTUS SUPPLEMENT (to Prospectus dated January 3, 2020) 20,019,298 Shares. Of the $367,545 remaining of the filing fee previously paid with respect to the Registration Statement on Form S-3 (No. 268.1) $1,170 Filing of the annual financial statements by the issuer which may avail itself of the simplified prospectus regime (sec. Once the public notice is posted, no further filings should be made under that project number. Submission to jurisdiction form and appointment of agent for service form must be submitted by (i) issuer, (ii) selling securityholder, (iii) director, or (iv) other person or company that provides or signs a certificate under Part 5 of, The form is required for the issuer under Part 5 of, The forms are required for the (i) selling securityholder, (ii) director, or (iii) other person(s) or company required to sign or provide a certificate under Part 5 of. prospectus filing. For novel issues, issuers are recommended to make a pre-filing under Part 8 of NP 11-202 to ensure that the novel issue is considered prior to the prospectus filing to avoid delays during the prospectus review process. Common fees relating to prospectuses are set out below: $2,000 for a prospectus filed other than for a mutual fund, plus an additional $2,000 where there is one or more selling security holders whose securities may be distributed under the prospectus. Certified True Copy (CTC) of CAC Form(s) showing Statement of Share Capital, Return of Allotment, and Particulars of Directors. (4)This filing fee is calculated and being paid pursuant to Rule 457(r) under the Securities Act and relates to the Tellurian Form S-3. Our aim at Fyling Hall School has always been to keep fees as widely affordable as possible, and to avoid ‘hidden extras’. How does an issuer file a pre-file? Currently, the prospectus fee table also reflects sales loads that an investor would pay and the expenses associated with the fund's investments in another fund (referred to as Acquired Fund Fees and Expenses (“AFFE”)), whereas the shareholder report expense presentation does not, because these elements are not reflected in the fund's financial … The information in this preliminary prospectus is not complete and may be changed. Harvest Portfolios Group Inc. Dec 08, 2020, 14:00 ET. As set out in OSC Staff Notice 51-725 Corporate Finance Branch 2014 – 2015 Annual Report and OSC Staff Notice 51-727 Corporate Finance Branch 2015 – 2016 Annual Report, common issues that may warrant a pre-filing include: Application and prospectus pre-filings must be transmitted to the Ontario Securities Commission electronically. Ensure that any fees for technical reports required under, Procedures for personal information forms including common deficiencies, Other procedural matters when filing a preliminary prospectus, Timing for filing preliminary prospectus materials and the issuance of preliminary receipts, A failure to file, or a substantively deficient filing of, a technical report required under, A failure to file or incorporate by reference, or a substantively deficient filing of, a business acquisition report required under, A failure to include disclosure in the issuer’s annual management’s discussion & analysis about the certifying officers’ conclusions on the effectiveness of disclosure controls and procedures, as represented in. There is no specified date by which we must resolve our comments on the pre-filed preliminary prospectus or the related publicly filed preliminary prospectus. Registration document for equity securities . Legal | The fee rates were last adjusted with effect from 1 July 2020. Fee Guides and Schedules. Our Team has written and edited or assisted with hundred of offering prospectuses worldwide. The prospectus includes a breakdown of the historical expenses paid by the mutual fund shareholders over the past few years. SEC Filings Filing Group 3,4,5 Annual Filings Current Reports Mergers & Acquisitions Other Proxy Filings Quarterly Filings Registration Statements Filing year - Any - 2021 2020 2019 2018 In accordance with section 3.4 of National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions,the principal regulator for a prospectus filing under this policy is the regulator of the jurisdiction in which the issuer’s head office is located. Table of Contents . section 10.1 of National Instrument 41-101. location of trading market or quotation system in Canada; location of securities holders, if the securities are not traded or quoted on a trading market or quotation system in Canada; A preliminary long form prospectus are set out in section 9.1 of, A preliminary short form prospectus are set out in section 4.1 of, A final long form prospectus are set out in section 9.2 of, A final short form prospectus are set out in section 4.2 of. 2017/1129 ( “ prospectus Regulation empowers ESMA to provide technical advice for the guarantees hidden or. Questions should be made under that project number a pro rata basis within the amounts stated required filing... A copy of form sec 6 ( duly completed ) 9 offering prospectus writing and structuring needs regulator and non-principal... Framework for filing a prospectus, all documents submitted with the filing fees relate only to … filing. 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